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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-27 |
Branch Locations
1219 S East Ave Ste C306, Sarasota, FL 34239 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Think It Then Ink It | Verona | WI | 03/2016 | 07/2017 |
| Skyking Fireworks | Sarasota | FL | 07/2017 | 07/2017 |
| N/A | Sarasota | FL | 08/2017 | 10/2017 |
| Ups | Sarasota | FL | 11/2017 | 01/2018 |
| Summit Brokerage Services, Inc. | Sarasota | FL | 02/2018 | 09/2019 |
| Unemployed | Sarasota | FL | 01/2018 | 05/2018 |
| Summit Financial Group Inc | Sarasota | FL | 02/2019 | 05/2021 |
| Summit Brokerage | Boca Raton | FL | 05/2018 | 02/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
1) FLORIDA BURN BASEBALL; NOT INVESTMENT RELATED; 3129 DONALD ROSS RD EAST SARASOTA, FL 34240; YOUTH BASEBALL ORGANIZATION; ASSISTANT COACH; 01/02/2019; APPX 30 HOURS/MONTH; APPX 0 HOURS/MONTH DURING TRADING; ASSIST YOUTH PLAYERS IN PROPER BASEBALL MECHANICS AND SKILLS 2) ROSENBERG ASSET MANAGEMENT; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; FINANCIAL SERVICES DBA ROSENBERG ASSET MANAGEMENT; INVESTMENT ADVISOR; 07/01/2018; APPX 40 HOURS/MONTH; APPX 40 HOURS/MONTH DURING TRADING; STARTING BUILDING MY BOOK OF BUSINESS AT SUMMIT BROKERAGE DBA ROSENBERG ASSET MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-25 |
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