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Samantha Angella Allen

Voya Financial Advisors, Inc.

Charlotte, NC

Windsor, CT

CRD 6955637

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-03
NY RA APPROVED 2025-02-03
NC RA APPROVED 2025-02-03
TX RA APPROVED 2025-02-03
  • CT RA
    APPROVED
    Since 2025-02-03
  • NY RA
    APPROVED
    Since 2025-02-03
  • NC RA
    APPROVED
    Since 2025-02-03
  • TX RA
    APPROVED
    Since 2025-02-03

Branch Locations

Charlotte, NC • United States

One Orange Way, C4-S, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2018 06/2024
Courtyard By Marriott Charlotte City Center Charlotte NC 10/2017 04/2018
Wingate University Wingate NC 08/2015 05/2018
Staybridge Suites Charlotte Ballantyne Charlotte NC 07/2013 10/2017
The Reddoor Charlotte NC 11/2017 11/2020
Unemployed Charlotte NC 06/2024 02/2025
Voya Financial Advisors Windsor CT 02/2025 Present
  • 06/2018 → 06/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 10/2017 → 04/2018
    Courtyard By Marriott Charlotte City Center
    Charlotte, NC
  • 08/2015 → 05/2018
    Wingate University
    Wingate, NC
  • 07/2013 → 10/2017
    Staybridge Suites Charlotte Ballantyne
    Charlotte, NC
  • 11/2017 → 11/2020
    The Reddoor
    Charlotte, NC
  • 06/2024 → 02/2025
    Unemployed
    Charlotte, NC
  • 02/2025 → Present
    Voya Financial Advisors
    Windsor, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
S63 Uniform Securities Agent State Law Examination 2018-07-27
  • S66 Uniform Combined State Law Examination
    2019-09-13
  • S63 Uniform Securities Agent State Law Examination
    2018-07-27
Designations
  • Certified Financial Planner
Other Names
  • Samantha Angella Allen
  • Samantha Allen

View on SEC IAPD

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