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Tyler Horgan

J.P. Morgan Securities LLC

El Segundo, CA

CRD 6955443

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
CA RA APPROVED 2022-04-19
  • TX RA
    APPROVED
    Since 2022-11-17
  • CA RA
    APPROVED
    Since 2022-04-19

Branch Locations

222 Pacific Coast Hwy Suite 11W151, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 02/2022 Present
Jpmorgan Chase Bank, N.A. Irvine CA 02/2022 Present
Raymond James Newport Beach CA 06/2019 01/2022
University Of Southern California Los Angeles CA 01/2019 Present
Chapman University Orange CA 08/2017 05/2018
St. Margaret's High School San Juan Capistrano CA 09/2003 06/2017
Unemployed Laguna Niguel CA 07/2017 07/2017
Unemployed Laguna Niguel CA 06/2018 12/2018
  • 02/2022 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 02/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 06/2019 → 01/2022
    Raymond James
    Newport Beach, CA
  • 01/2019 → Present
    University Of Southern California
    Los Angeles, CA
  • 08/2017 → 05/2018
    Chapman University
    Orange, CA
  • 09/2003 → 06/2017
    St. Margaret's High School
    San Juan Capistrano, CA
  • 07/2017 → 07/2017
    Unemployed
    Laguna Niguel, CA
  • 06/2018 → 12/2018
    Unemployed
    Laguna Niguel, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-18
  • S66 Uniform Combined State Law Examination
    2022-04-18
Other Names
  • Tyler David Horgan

View on SEC IAPD

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