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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-06
WV RA APPROVED 2025-08-28
VA RA APPROVED 2025-02-21
  • NC RA
    APPROVED
    Since 2026-01-06
  • WV RA
    APPROVED
    Since 2025-08-28
  • VA RA
    APPROVED
    Since 2025-02-21

Branch Locations

10800 Midlothian Turnpike Suite 200, North Chesterfield, VA 23235 • United States

Salem, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Roanoke VA 08/2018 01/2023
Mass Mutual Life Insurance Company Roanoke VA 04/2018 01/2023
Berglund Salem VA 12/2006 03/2018
Roanoke Country Club Roanoke VA 04/2023 Present
Equitable Advisors, Llc New York NY 06/2023 12/2024
Unemployed Salem VA 02/2023 03/2023
Performance Pickleball Roa Roanoke VA 12/2024 Present
Valic Financial Advisors, Inc. North Chesterfield VA 12/2024 Present
Agia Houston TX 12/2024 Present
  • 08/2018 → 01/2023
    Mml Investors Services
    Roanoke, VA
  • 04/2018 → 01/2023
    Mass Mutual Life Insurance Company
    Roanoke, VA
  • 12/2006 → 03/2018
    Berglund
    Salem, VA
  • 04/2023 → Present
    Roanoke Country Club
    Roanoke, VA
  • 06/2023 → 12/2024
    Equitable Advisors, Llc
    New York, NY
  • 02/2023 → 03/2023
    Unemployed
    Salem, VA
  • 12/2024 → Present
    Performance Pickleball Roa
    Roanoke, VA
  • 12/2024 → Present
    North Chesterfield, VA
  • 12/2024 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: Non securities insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non securities insurance products for AGIA PICKLEBALL INSTRUCTOR POSITION: Employee NATURE: Give pickleball lessons to members and non members of performance pickleball ROA. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/27/2024 ADDRESS: 3710 Tom Andrews rd, Roanoke VA 24019, United States DESCRIPTION: Teach members and nonmembers how to play pickleball. How to construct a point and Refine shot mechanics.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-18
S63 Uniform Securities Agent State Law Examination 2018-12-13
  • S65 Uniform Investment Adviser Law Examination
    2025-02-18
  • S63 Uniform Securities Agent State Law Examination
    2018-12-13

View on SEC IAPD

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