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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-06 |
| WV | RA | APPROVED | 2025-08-28 |
| VA | RA | APPROVED | 2025-02-21 |
Branch Locations
10800 Midlothian Turnpike Suite 200, North Chesterfield, VA 23235 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Roanoke | VA | 08/2018 | 01/2023 |
| Mass Mutual Life Insurance Company | Roanoke | VA | 04/2018 | 01/2023 |
| Berglund | Salem | VA | 12/2006 | 03/2018 |
| Roanoke Country Club | Roanoke | VA | 04/2023 | Present |
| Equitable Advisors, Llc | New York | NY | 06/2023 | 12/2024 |
| Unemployed | Salem | VA | 02/2023 | 03/2023 |
| Performance Pickleball Roa | Roanoke | VA | 12/2024 | Present |
| Valic Financial Advisors, Inc. | North Chesterfield | VA | 12/2024 | Present |
| Agia | Houston | TX | 12/2024 | Present |
AGIA POSITION: Agent NATURE: Non securities insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non securities insurance products for AGIA PICKLEBALL INSTRUCTOR POSITION: Employee NATURE: Give pickleball lessons to members and non members of performance pickleball ROA. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/27/2024 ADDRESS: 3710 Tom Andrews rd, Roanoke VA 24019, United States DESCRIPTION: Teach members and nonmembers how to play pickleball. How to construct a point and Refine shot mechanics.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-13 |
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