Paul Clifford Brooker

Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-04-11

NC RA
APPROVED

Since 2019-04-11

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Hubert , NC • United States

200 Valencia Drive, Suite 172,, Jacksonville, NC 28546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Trenton	NC	06/2015	Present
First Command Financial Planning, Inc.	Fort Worth	TX	05/2018	06/2019
First Command Financial Planning, Inc.	Fort Worth	TX	06/2019	Present
First Command Advisory Services, Inc.	Fort Worth	TX	06/2019	Present
First Command Insurance Services, Inc.	Fort Worth	TX	06/2019	Present

06/2015 → Present

Unemployed

Trenton, NC
05/2018 → 06/2019

First Command Financial Planning, Inc.

Fort Worth, TX
06/2019 → Present

First Command Financial Planning, Inc.

Fort Worth, TX
06/2019 → Present

First Command Advisory Services, Inc.

Fort Worth, TX
06/2019 → Present

First Command Insurance Services, Inc.

Fort Worth, TX

Other Businesses

Name: AirBnB- Leap Frog Lodge Investment-related: No Address: 115 Pioneer Ridge Ln, Butler TN 37640 Nature of the other business: Real Estate/Rental Property Your position: owner Start date: 06/01/21 The approximate number of hours/month you devote to the other business: 1 - 5 During securities trading hours: None Description of duties: Wife runs our vacation home for occasional AirBnB use.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-11

S66 Uniform Combined State Law Examination

2019-04-11

Other Names

Paul Clifford Brooker

View on SEC IAPD