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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-08-21
TX RA APPROVED 2024-08-20
  • LA RA
    APPROVED
    Since 2024-08-21
  • TX RA
    APPROVED
    Since 2024-08-20

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

601 Poydras St, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 11/2022 Present
Sunflower Bank Overland Park KS 05/2019 10/2022
High School/College Manhattan KS 01/2013 05/2019
Other Businesses

I*5287268, Entity Type: Entity Charitable, Name of OBA: 402 Pipeline Law Scholarship Fund, Address: West Allis, Wisconsin, 53214, Investment Related: N, Position, Title, Association: ["Treasurer"], Employee Start Date: 09/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: To serve I would oversee the banking account, along with another board member. Investing in securities with the funds in the account will not take place. Once funds are donated, scholarship recipients are selected and funds that are deposited will either be wired or ACH out to the recipient with my sign off and another board member. Organization is a non profit with the objective of providing financial assistance to the recipients of their law school journey and over time build a network of accessible minority lawyers that can be a resource to aspiring youth in their pursuit of the legal industry.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
  • S66 Uniform Combined State Law Examination
    2024-08-02
Other Names
  • James L Scott-Jenkins
  • James Jenkins
  • James L. Jenkins

View on SEC IAPD

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