Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-08-21 |
| TX | RA | APPROVED | 2024-08-20 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
601 Poydras St, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 11/2022 | Present |
| Sunflower Bank | Overland Park | KS | 05/2019 | 10/2022 |
| High School/College | Manhattan | KS | 01/2013 | 05/2019 |
I*5287268, Entity Type: Entity Charitable, Name of OBA: 402 Pipeline Law Scholarship Fund, Address: West Allis, Wisconsin, 53214, Investment Related: N, Position, Title, Association: ["Treasurer"], Employee Start Date: 09/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: To serve I would oversee the banking account, along with another board member. Investing in securities with the funds in the account will not take place. Once funds are donated, scholarship recipients are selected and funds that are deposited will either be wired or ACH out to the recipient with my sign off and another board member. Organization is a non profit with the objective of providing financial assistance to the recipients of their law school journey and over time build a network of accessible minority lawyers that can be a resource to aspiring youth in their pursuit of the legal industry.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-02 |
Reach out to this advisor