Adam Michael Karrigan

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-26
MS	RA	APPROVED	2021-06-03
LA	RA	APPROVED	2020-01-20

TX RA
APPROVED_RES

Since 2024-09-26
MS RA
APPROVED

Since 2021-06-03
LA RA
APPROVED

Since 2020-01-20

Branch Locations

8201 Village Plaza Court Ste 2B, Baton Rouge, LA 70810 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Louisiana State University	Baton Rouge	LA	08/2015	05/2019
Louisiana State University - Department Of Economics	Baton Rouge	LA	02/2017	12/2018
Ameriprise Financial Services, Inc	Baton Rouge	LA	09/2018	03/2020
Ameriprise Financial Services, Llc	Baton Rouge	LA	03/2020	Present

08/2015 → 05/2019

Louisiana State University

Baton Rouge, LA
02/2017 → 12/2018

Louisiana State University - Department Of Economics

Baton Rouge, LA
09/2018 → 03/2020

Ameriprise Financial Services, Inc

Baton Rouge, LA
03/2020 → Present

Ameriprise Financial Services, Llc

Baton Rouge, LA

Other Businesses

Board of Directors; Forum 225 Board of Directors; Treasurer; PO Box 82531, , Baton Rouge, LA, 70884; Not Investment-Related; 04/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Financial Planning Association Louisiana Board of Directors; President; 1290 Broadway, Ste 1625, Denver, CO, 80203; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-23

S66 Uniform Combined State Law Examination

2019-12-23

View on SEC IAPD