Emma Rose Leibell

Ubs Financial Services Inc.

CRD 6954799

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-12-18

CT RA
APPROVED

Since 2020-12-18

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Connecticut	Storrs	CT	08/2015	05/2019
Ubs	New York	NY	07/2018	08/2018
Ubs Financial Services Inc.	Westport	CT	08/2019	Present

08/2015 → 05/2019

University Of Connecticut

Storrs, CT
07/2018 → 08/2018

Ubs

New York, NY
08/2019 → Present

Ubs Financial Services Inc.

Westport, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-18

S66 Uniform Combined State Law Examination

2020-12-18

Other Names

Emma Leibell

View on SEC IAPD

Nearby Firms

DIVYDE CAPITAL PARTNERS L.P.

Nearby Investors

JOHN WILLIAM HILL

KYLE JOSEPH BIRMINGHAM

Prashant A Joshi

Nearby Offices

QUORUS INC. · WESTPORT, CT

DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT

MORGAN STANLEY · Westport, CT

More in Westport, CT

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