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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hodges Capital | Dallas | TN | 05/2017 | 08/2017 |
| Ubs Financial Services Inc. | Dallas | TX | 05/2018 | 08/2018 |
| Ubs Financial Services Inc. | Dallas | TX | 06/2019 | 02/2023 |
| Education (Univerity Of North Carolina) | Chapel Hill | NC | 08/2015 | 05/2019 |
| Wells Fargo Clearing Services, Llc | Dallax | TX | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-30 |
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