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Ernesto Jose Angueira

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-14
TX RA APPROVED_RES 2026-07-14
  • NC RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED_RES
    Since 2026-07-14

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

8700 J M Keynes Dr, Charlotte, NC 28262 • United States

9005 Albemarle Rd, Charlotte, NC 28227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southeastern University Lakeland FL 05/2014 05/2018
Ubs Miami FL 05/2018 08/2018
Southeastern University Lakeland FL 08/2018 05/2019
Ubs Financial Services Inc. Weehawken NJ 05/2019 06/2026
Wells Fargo Clearing Services, Llc Charlotte NC 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-17
S63 Uniform Securities Agent State Law Examination 2018-08-02
  • S66 Uniform Combined State Law Examination
    2019-06-17
  • S63 Uniform Securities Agent State Law Examination
    2018-08-02

View on SEC IAPD

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