Regan P Smith

Northwestern Mutual Investment Services, LLC

CRD 6954645

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2018-10-29

GA RA
APPROVED

Since 2018-10-29

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Student	Provo	UT	06/2015	Present
Northwestern Mutual Investment Services, Llc	Atlanta	GA	05/2018	Present
Ryan Smith	Atlanta	GA	05/2018	11/2018
Northwestern Mutual Wealth Management Company	Atlanta	GA	11/2018	Present
Ryan Smith	Atlanta	GA	11/2018	Present

06/2015 → Present

Student

Provo, UT
05/2018 → Present

Northwestern Mutual Investment Services, Llc

Atlanta, GA
05/2018 → 11/2018

Ryan Smith

Atlanta, GA
11/2018 → Present

Northwestern Mutual Wealth Management Company

Atlanta, GA
11/2018 → Present

Ryan Smith

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-12

S66 Uniform Combined State Law Examination

2018-10-12

View on SEC IAPD

More in Atlanta, GA

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