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Current Employers
Crossmark Global Investments, Inc.

9753 Katy Freeway Suite 200, Houston, TX 77024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-31
  • TX RA
    APPROVED
    Since 2019-01-31

Branch Locations

9753 Katy Freeway Suite 200, Houston, TX 77024 • United States

Richmond, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aston Carter (Contract For Wells Fargo) St. Louis MO 03/2021 09/2021
Crossmark Distributors, Inc Houston TX 06/2018 Present
Crossmark Global Investments, Inc Houston TX 04/2012 06/2020
Linden Thomas And Company Securities, Llc Charlotte NC 10/2021 03/2024
Athene Securities, Llc West Des Moines IA 12/2021 03/2024
Redbridge Global Markets Llc Houston TX 03/2022 03/2024
3G Financial, Llc Holmdel NJ 07/2022 03/2024
  • 03/2021 → 09/2021
    Aston Carter (Contract For Wells Fargo)
    St. Louis, MO
  • 06/2018 → Present
    Crossmark Distributors, Inc
    Houston, TX
  • 04/2012 → 06/2020
    Houston, TX
  • 10/2021 → 03/2024
    Linden Thomas And Company Securities, Llc
    Charlotte, NC
  • 12/2021 → 03/2024
    Athene Securities, Llc
    West Des Moines, IA
  • 03/2022 → 03/2024
    Redbridge Global Markets Llc
    Houston, TX
  • 07/2022 → 03/2024
    3G Financial, Llc
    Holmdel, NJ
Other Businesses

03/1999-Present, Chris Mims Integra Insurance, Richmond, TX. Firm engages in sale of various insurance products. Not investment-related. Co-owner in a Community Property State. 5 hrs/mo., zero during trading hours. Occasional backup for primary agent in family-owned agency, not involved in day to day operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-17
  • S66 Uniform Combined State Law Examination
    2018-12-17
Other Names
  • Patricia Lynne Mims
  • Trish Mims

View on SEC IAPD

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