Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-04-24 |
| IL | RA | APPROVED | 2018-02-02 |
| TX | RA | APPROVED | 2018-02-02 |
Branch Locations
One Hallbrook Place 11150 Overbrook Road, Leawood, KS 66211-2298 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Addison | TX | 01/2013 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 12/2016 | 01/2018 |
| Ubs Financial Services Inc. | Leawood | IL | 01/2018 | Present |
I*111278 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALL STAFF HOSPITALITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60606 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, EMPL START DATE OF RELATIONSHIP: 9/15/2017 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PART-TIME BANQUET SERVER AT WEDDINGS AND CHARITABLE EVENTS I*2422 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: Wheeling Park District Investment related: N Address of business: Wheeling, Illinois 60090 Nature of business: Chevy Chase Country Club events such as weddings, Position, title, association: Banquet Server, Start date of relationship: 10/14/2017 Number of hours devoted: 80 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Serve food at park events such as weddings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-03 |
Reach out to this advisor