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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-04-24
IL RA APPROVED 2018-02-02
TX RA APPROVED 2018-02-02
  • KS RA
    APPROVED
    Since 2026-04-24
  • IL RA
    APPROVED
    Since 2018-02-02
  • TX RA
    APPROVED
    Since 2018-02-02

Branch Locations

One Hallbrook Place 11150 Overbrook Road, Leawood, KS 66211-2298 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Addison TX 01/2013 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 12/2016 01/2018
Ubs Financial Services Inc. Leawood IL 01/2018 Present
Previous Registrations
Other Businesses

I*111278 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALL STAFF HOSPITALITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60606 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, EMPL START DATE OF RELATIONSHIP: 9/15/2017 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PART-TIME BANQUET SERVER AT WEDDINGS AND CHARITABLE EVENTS I*2422 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: Wheeling Park District Investment related: N Address of business: Wheeling, Illinois 60090 Nature of business: Chevy Chase Country Club events such as weddings, Position, title, association: Banquet Server, Start date of relationship: 10/14/2017 Number of hours devoted: 80 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Serve food at park events such as weddings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-03
  • S66 Uniform Combined State Law Examination
    2005-08-03
Designations
Other Names
  • Danielle Clemens
  • Danie D Clemens
  • D. Danielle Clemens
  • Debbie Danielle Clemens

View on SEC IAPD

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