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6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-12 |
Branch Locations
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-09 |
Branch Locations
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 04/2017 | 03/2019 |
| Jpmorgan Securities, Llc. | Los Angeles | CA | 05/2018 | 03/2019 |
| Hightower Advisors | Los Angeles | CA | 11/2013 | 04/2017 |
| Rbc Capital Markets, Llc. | Beverly Hills | CA | 04/2019 | 09/2021 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 09/2021 | 09/2023 |
| First Republic Securities Company, Llc | Los Angeles | CA | 09/2021 | 06/2023 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | 12/2024 |
| Jp Morgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | 12/2024 |
| Evoke Advisors | Los Angeles | CA | 12/2024 | Present |
| Mai Capital Management, Llc | Cleveland | OH | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-21 |
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