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5201 South Western Avenue Suite 103, Sioux Falls, SD 57108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2019-12-10 |
Branch Locations
5201 South Western Avenue Suite 103, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Precious Angels Daycare Center | Sioux Falls | SD | 08/2016 | 05/2017 |
| Nanny | Glenwood | MN | 06/2016 | 08/2017 |
| University Of Sioux Falls | Sioux Falls, Sd | SD | 09/2017 | 05/2018 |
| Aspen Private Advisors, Llc | Sioux Falls | SD | 05/2018 | 05/2019 |
| Aspen Private Advisors, Llc | Sioux Falls | SD | 05/2019 | Present |
1. Disability Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 1/1/2020 - 1 Hours Per Month/0 Hours During Securities Trading - Disability Insurance 2. Graber and Associates - Investment Related - At Reported Business Location(s) -Non-Variable Insurance - Started 1/1/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Long term care, Medicare supplement, Medical insurance. 3. e4 Insurance - Investment Related - At Reported Business Location(s) - Non-Variable insurance - Started 1/1/2020 - 4 Hours Per Month/2 Hours During Securities Trading - Life Insurance 4. Aspen Consulting, LLC; not investment related; 5201 s. Western Ave Suite 103, Sioux Falls, SD 57108; Business Consulting; Business Consultant; 01/01/2021; 12 hours per month; 6 hours during securities trading hours; provide business consulting services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-09 |
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