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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-09 |
| CA | RA | APPROVED | 2018-07-09 |
Branch Locations
200 Spectrum Center Drive Suite 1800, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abercrombie & Fitch | New Albany | OH | 06/2015 | 03/2018 |
| Millennium Systems | Irvine | CA | 01/2009 | 12/2019 |
| Ubs Financial Services Inc. | Irvine | CA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-09 |
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