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Jake Marsico

Ubs Financial Services Inc.

New York City, NY

Hoboken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2020-03-31
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2020-03-31

Branch Locations

1285 Avenue Of The Americas 15Th, 16Th, 17Th & 18Th, New York City, NY 10019 • United States

Hoboken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Galloway National Golf Club Galloway NJ 03/2014 07/2019
Ubs Financial Services Weehawken NJ 07/2019 Present
Ubs Financial Servies Northfield NJ 04/2018 08/2018
  • 03/2014 → 07/2019
    Galloway National Golf Club
    Galloway, NJ
  • 07/2019 → Present
    Ubs Financial Services
    Weehawken, NJ
  • 04/2018 → 08/2018
    Ubs Financial Servies
    Northfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-06
  • S66 Uniform Combined State Law Examination
    2020-01-06
Other Names
  • Jake L Marsico

View on SEC IAPD

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Other Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY
HIGHTOWER ADVISORS, LLC · New York, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
GALLAGHER SECURITIES, INC · NEW YORK, NY
GALLAGHER FIDUCIARY ADVISORS, LLC · New York, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY

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