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Melissa Schutz Lilly

Ubs Financial Services Inc.

New Orleans, LA

New Orleans, LA

Weehawken, NJ

CRD 6953398

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-18
LA RA APPROVED 2018-07-16
  • TX RA
    APPROVED
    Since 2018-12-18
  • LA RA
    APPROVED
    Since 2018-07-16

Branch Locations

New Orleans, LA • United States

1100 Poydras Street Suite 900, New Orleans, LA 70163 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iberiabank New Orleans LA 07/2011 05/2018
Ubs Financial Services New Orleans LA 05/2018 06/2020
Ubs Financial Services Inc. New Orleans LA 06/2020 Present
  • 07/2011 → 05/2018
    Iberiabank
    New Orleans, LA
  • 05/2018 → 06/2020
    Ubs Financial Services
    New Orleans, LA
  • 06/2020 → Present
    Ubs Financial Services Inc.
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-16
  • S66 Uniform Combined State Law Examination
    2018-07-16
Other Names
  • Melissa Elisabeth Sims
  • Melissa Elisabeth Schutz

View on SEC IAPD

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