Best Investors Account Sign in

Neilson Licos

Charles Schwab & Co., Inc.

Newport Beach, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-21
  • CA RA
    APPROVED
    Since 2024-08-21

Branch Locations

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Newport Beach CA 02/2020 Present
Charles Schwab Bank Phoenix AZ 02/2020 02/2021
Ubs Henderson NV 05/2018 08/2018
University Of Arizona Tucson AZ 08/2017 05/2018
University Of Arizona Tucson AZ 08/2015 12/2019
Charles Schwab Bank, Ssb Newport Beach CA 05/2022 Present
  • 02/2020 → Present
    Charles Schwab & Co., Inc.
    Newport Beach, CA
  • 02/2020 → 02/2021
    Charles Schwab Bank
    Phoenix, AZ
  • 05/2018 → 08/2018
    Ubs
    Henderson, NV
  • 08/2017 → 05/2018
    University Of Arizona
    Tucson, AZ
  • 08/2015 → 12/2019
    University Of Arizona
    Tucson, AZ
  • 05/2022 → Present
    Charles Schwab Bank, Ssb
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-26
  • S66 Uniform Combined State Law Examination
    2021-10-26

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC
RESEARCH AFFILIATES
PAAMCO PRISMA, LLC
COMPOSITION WEALTH, LLC
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna
Rebekah A. Beekie
WILLIAM BENJAMIN SHAPIRO
Austin Mascorro
Bruce Lyle
Philip Pluta

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor