Justin Baack

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-23

TX RA
APPROVED

Since 2023-06-23

Branch Locations

14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States

Carrollton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Natalliance Securities Llc	Austin	TX	05/2018	01/2019
The Independent Bankersbank	Dallas	TX	11/2010	03/2018
Hilltop Securities Inc.	Dallas	TX	09/2019	06/2023
Unemployed	Dallas	TX	01/2019	09/2019
Mass Mutual Life Insurance Company	Dallas	TX	06/2023	Present
Mml Investors Services	Dallas	TX	06/2023	Present

05/2018 → 01/2019

Natalliance Securities Llc

Austin, TX
11/2010 → 03/2018

The Independent Bankersbank

Dallas, TX
09/2019 → 06/2023

Hilltop Securities Inc.

Dallas, TX
01/2019 → 09/2019

Unemployed

Dallas, TX
06/2023 → Present

Mass Mutual Life Insurance Company

Dallas, TX
06/2023 → Present

Mml Investors Services

Dallas, TX

Previous Registrations

2023-01-25 → 2023-06-09

Momentum Independent Network Inc.

Dallas, TX

Wichita, KS

Dallas, TX

Seattle, WA

Denver, CO

Seattle, WA

Other Businesses

NAME: Hebron Hawks Softball Booster Club INV REL: N ADD: Residential Address NATURE: HS softball booster club POSITION: Treasurer START DATE: 10/01/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Provide financial and volunteer support for HS softball by helping with transactions, budgets, etc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-24
S63	Uniform Securities Agent State Law Examination	2018-09-04

S66 Uniform Combined State Law Examination

2023-01-24
S63 Uniform Securities Agent State Law Examination

2018-09-04

View on SEC IAPD