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Diana Camila Rosales-Quintanilla

Wells Fargo Clearing Services, LLC

Suwanee, GA

Duluth, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-11-19
  • GA RA
    APPROVED
    Since 2020-11-19

Branch Locations

1042 Peachtree Industrial Blvd, Suwanee, GA 30024 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Lawrenceville GA 10/2013 Present
Wells Fargo Clearing Services, Llc. Lawrenceville GA 05/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-29
S63 Uniform Securities Agent State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2020-10-29
  • S63 Uniform Securities Agent State Law Examination
    2018-08-10
Other Names
  • Diana Rosalesquintanilla

View on SEC IAPD

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