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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-09 |
Branch Locations
5950 Sherry Lane Suite 600, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Rochester | MN | 05/2019 | 11/2021 |
| Northwestern Mutual | Sioux Falls | SD | 05/2018 | 05/2019 |
| Ncb Management Services | Sioux Falls | SD | 05/2017 | 08/2017 |
| University Of South Dakota | Vermillion | SD | 08/2014 | 05/2019 |
| Mercer Advisors | Dallas | TX | 11/2021 | 12/2022 |
| Corient | Dallas | TX | 12/2022 | Present |
| Cipw Service Company, Llc | Toronto | 01/2023 | 07/2023 | |
| Corient Services Llc | Miami | FL | 07/2023 | Present |
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