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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| CA | RA | APPROVED | 2023-11-21 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Paramount | CA | 12/2014 | 01/2020 |
| Wells Fargo Clearing Services Llc | Paramount | CA | 05/2018 | 01/2020 |
| First Republic Securities Company, Llc | Los Angeles | CA | 01/2020 | 10/2023 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | Present |
| J.P. Morgan Private Wealth Advisors Llc | Los Angeles | CA | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-10 |
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