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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Shorewood | WI | 10/2016 | 10/2019 |
| Wells Fargo Clearing Services Llc | Shorewood | WI | 05/2018 | 10/2019 |
| Unemployed | Milwaukee | WI | 09/2014 | 10/2016 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 09/2021 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2021 | Present |
| Unemployed | Mequon | WI | 10/2019 | 04/2021 |
| Us Bank | Milwaukee | WI | 04/2021 | 09/2021 |
| Apple | Wauwatosa | WI | 10/2021 | 02/2022 |
| Apple | Wauwatosa | WI | 06/2025 | 01/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-25 |
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