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Erica C Amenda

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-04-25
  • WI RA
    APPROVED
    Since 2024-04-25

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Brookfield WI 03/2018 02/2024
Unemployed Milwaukee WI 08/2015 02/2018
Northwestern Mutual Investment Services, Llc Milwaukee WI 04/2024 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-06
S63 Uniform Securities Agent State Law Examination 2005-07-01
  • S66 Uniform Combined State Law Examination
    2023-05-06
  • S63 Uniform Securities Agent State Law Examination
    2005-07-01
Other Names
  • Erica Christine Johnson
  • Erica Christine Amenda

View on SEC IAPD

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