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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-17 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank N.A. | Boston | MA | 05/2018 | 07/2018 |
| Santander Securities, Llc | Dorchester | MA | 05/2018 | 07/2018 |
| Pnc Bank | Piscataway | NJ | 02/2009 | 04/2018 |
| Valid Financial Advisors | Houston | TX | 09/2018 | 01/2021 |
| Equitable Financial Life Insurance Co. | New York | NY | 07/2021 | 09/2021 |
| Unemployed | Conroe | TX | 02/2021 | 06/2021 |
| Unemployed | Monmouth Junction | NJ | 08/2018 | 08/2018 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 09/2021 | 01/2022 |
| J.P. Morgan Securities Llc | Houston | TX | 09/2021 | 01/2022 |
| Aig | Houston | TX | 09/2018 | 01/2021 |
| Staffmark Investment - Talen | Cranburg | NJ | 04/2016 | 10/2016 |
| Ups | Cranbury | NJ | 10/2016 | 01/2017 |
| Prudential Insurance Company Of America | Franklin Park | NJ | 01/2022 | Present |
| Prudential Investment Management Services, Llc | Franklin Park | NJ | 01/2022 | Present |
| Gwfs Equities, Inc. | Hartford | CT | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-12 |
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