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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-22
FL RA APPROVED 2022-03-22
  • TX RA
    APPROVED
    Since 2023-06-22
  • FL RA
    APPROVED
    Since 2022-03-22

Branch Locations

13450 W Sunrise Blvd Suite # 240, Sunrise, FL 33323 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Windsor CT 05/2018 05/2021
New York Life Insurance Company Windsor CT 05/2018 05/2021
Unemployed Springfield MA 02/2018 05/2018
Kelser Corp Glastonbury CT 01/2015 02/2018
Cetera Investment Services Llc St Cloud MN 02/2022 Present
Andreas Aigner Boca Raton FL 06/2021 Present
Cetera Investment Advisers Llc Sunrise FL 03/2022 Present
  • 05/2018 → 05/2021
    Nylife Securities Llc
    Windsor, CT
  • 05/2018 → 05/2021
    New York Life Insurance Company
    Windsor, CT
  • 02/2018 → 05/2018
    Unemployed
    Springfield, MA
  • 01/2015 → 02/2018
    Kelser Corp
    Glastonbury, CT
  • 02/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2021 → Present
    Andreas Aigner
    Boca Raton, FL
  • 03/2022 → Present
    Sunrise, FL
Other Businesses

1. SALE OF HEALTH INSURANCE AND MEDICARE PLANS THROUGH NATIONAL CONTRACTING CENTER 2. OWNER OF AFA FINANCIAL LLC; TAX REPORTING PURPOSES 3. MEDICARE BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-11
S63 Uniform Securities Agent State Law Examination 2018-07-20
  • S65 Uniform Investment Adviser Law Examination
    2022-03-11
  • S63 Uniform Securities Agent State Law Examination
    2018-07-20
Other Names
  • Andreas Aigner

View on SEC IAPD

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