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Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-10-07
  • AR RA
    APPROVED
    Since 2021-10-07

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Paragould, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2018 03/2021
Legacy National Bank Springdale AR 01/2016 05/2018
Ally Invest Charolette NC 06/2021 Present
Unemployed Jonesboro AR 04/2021 05/2021
  • 06/2018 → 03/2021
    St Louis, MO
  • 01/2016 → 05/2018
    Legacy National Bank
    Springdale, AR
  • 06/2021 → Present
    Ally Invest
    Charolette, NC
  • 04/2021 → 05/2021
    Unemployed
    Jonesboro, AR
Previous Registrations
  • 2018-08-03 → 2021-04-01
    Brookland, AR
    St Louis, MO
    Brookland, AR
    Jonesboro, AR
Other Businesses

the name of the other business; Ally Bank whether the business is investment-related; No the address of the other business; 601 S. Tryon St. Charlotte NC 28202 the nature of the other business; Banking your position; Contact Center Representative the start date of your relationship; 9/26/2022 the approximate number of hours/month you devote to the other business; 160 the number of hours you devote to the other business during securities trading hours; 160 and briefly describe your duties relating to the other business; Support Ally Bank customers by performing account maintenance (e.g., password reset, account information updates), money movements (e.g. deposits, withdrawals, CD renewals, etc.), and providing education on deposit product offerings (e.g., Savings/Checking accounts, CDs, etc.). Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist-Invest Premr Svcs. Dually licensed. 12/21/2022. hrs/month vary. Dually registered associate. Provide account details for investment accounts/online navigation for Wealth clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-02
  • S66 Uniform Combined State Law Examination
    2018-08-02
Other Names
  • Chase Causey

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