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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-10-07 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Paragould, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2018 | 03/2021 |
| Legacy National Bank | Springdale | AR | 01/2016 | 05/2018 |
| Ally Invest | Charolette | NC | 06/2021 | Present |
| Unemployed | Jonesboro | AR | 04/2021 | 05/2021 |
the name of the other business; Ally Bank whether the business is investment-related; No the address of the other business; 601 S. Tryon St. Charlotte NC 28202 the nature of the other business; Banking your position; Contact Center Representative the start date of your relationship; 9/26/2022 the approximate number of hours/month you devote to the other business; 160 the number of hours you devote to the other business during securities trading hours; 160 and briefly describe your duties relating to the other business; Support Ally Bank customers by performing account maintenance (e.g., password reset, account information updates), money movements (e.g. deposits, withdrawals, CD renewals, etc.), and providing education on deposit product offerings (e.g., Savings/Checking accounts, CDs, etc.). Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist-Invest Premr Svcs. Dually licensed. 12/21/2022. hrs/month vary. Dually registered associate. Provide account details for investment accounts/online navigation for Wealth clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-02 |
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