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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-22
CA RA APPROVED 2023-07-10
  • TX RA
    APPROVED_RES
    Since 2023-08-22
  • CA RA
    APPROVED
    Since 2023-07-10

Branch Locations

800 Willamette St, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2018 01/2020
Perl Funeral Home Medford OR 01/2018 06/2018
Musgrove Family Mortuaries And Cemeteries Springfield OR 06/2017 12/2017
Family Heritage Life Insurance Company Springfield OR 03/2017 05/2017
American Income Life Insurance Company Springfield OR 02/2017 03/2017
Unemployed Springfield OR 12/2016 02/2017
Northwest Christian University Eugene OR 09/2016 11/2016
Wells Fargo Clearing Services, Llc Roseburg OR 05/2021 07/2022
Wells Fargo Bank, Na Roseburg OR 04/2021 07/2022
Russ Wimmer State Farm Medford OR 11/2020 04/2021
Committee To Re-Elect Judge Thueson Central Point OR 01/2020 11/2020
Mariner Wealth Advisors Eugene OR 07/2022 12/2022
State Farm Insurance Roseburg OR 04/2023 06/2023
State Farm Vp Management Corp. Roseburg OR 05/2023 06/2023
Unemployed Roseburg OR 01/2023 03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Eugene OR 06/2023 Present
Royal Caribbean Cruise Lines Springfield OR 09/2016 10/2016
Bank Of America, N.A. Eugene OR 07/2023 Present
  • 06/2018 → 01/2020
    St Louis, MO
  • 01/2018 → 06/2018
    Perl Funeral Home
    Medford, OR
  • 06/2017 → 12/2017
    Musgrove Family Mortuaries And Cemeteries
    Springfield, OR
  • 03/2017 → 05/2017
    Family Heritage Life Insurance Company
    Springfield, OR
  • 02/2017 → 03/2017
    American Income Life Insurance Company
    Springfield, OR
  • 12/2016 → 02/2017
    Unemployed
    Springfield, OR
  • 09/2016 → 11/2016
    Northwest Christian University
    Eugene, OR
  • 05/2021 → 07/2022
    Roseburg, OR
  • 04/2021 → 07/2022
    Wells Fargo Bank, Na
    Roseburg, OR
  • 11/2020 → 04/2021
    Russ Wimmer State Farm
    Medford, OR
  • 01/2020 → 11/2020
    Committee To Re-Elect Judge Thueson
    Central Point, OR
  • 07/2022 → 12/2022
    Mariner Wealth Advisors
    Eugene, OR
  • 04/2023 → 06/2023
    State Farm Insurance
    Roseburg, OR
  • 05/2023 → 06/2023
    State Farm Vp Management Corp.
    Roseburg, OR
  • 01/2023 → 03/2023
    Unemployed
    Roseburg, OR
  • 06/2023 → Present
    Eugene, OR
  • 09/2016 → 10/2016
    Royal Caribbean Cruise Lines
    Springfield, OR
  • 07/2023 → Present
    Bank Of America, N.A.
    Eugene, OR
Previous Registrations
Other Businesses

I*3841289 Entity Type: Entity Charitable Name of OBA: Umpqua Valley Arts Association Address: Roseburg, Oregon, 97471 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/24/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: Its purpose is to support, promote, and grow the arts throughout the local community of Roseburg Oregon and the surrounding area of Douglas County. Their work centers on art education, community engagement, and providing space for artists to create and exhibit their work. Uphold their mission to foster support for the arts, advocate for arts education, show support for and engage community involvement in the gallery and their summer art festival, assist in drafting policy, be involved in strategic planning, attend and volunteer at gallery events, and ensure UVAA remains a strong cultural resource,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-06
  • S66 Uniform Combined State Law Examination
    2018-09-06
Other Names
  • Brian Scott Herring
  • Brian S Herring
  • Brian Herring

View on SEC IAPD

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