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Fadwa H Dahhan

LPl Financial LLC

Woodland Hills, CA

CRD 3130391

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-27
CA RA APPROVED 1999-05-11
  • TX RA
    APPROVED_RES
    Since 2017-01-27
  • CA RA
    APPROVED
    Since 1999-05-11

Branch Locations

22900 Ventura Blvd. Suite 170, Woodland Hills, CA 91364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Woodland Hills CA 09/1998 Present
Other Businesses

1. 11/25/2008: Fay Dahhan - Other-travel agent - NOT INV REL - AT REPORTED BUSINESS LOCATION - travel agent with America Travel Companies - 2% TIME SPENT 2. 10/19/2011: NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - DAHHAN WEALTH MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION 3. 07/02/2012: DAHHAN WEALTH MANAGEMENT INC. - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Dahhan Wealth Management Inc. as an S corporation president, treasurer and secretary, for accounting purposes only - 100% TIME SPENT 4. 12/22/2015: nephron llc - Real Estate Rental - NOT INV REL - START 01/01/2005 - 1643 E. Palmdale Blvd, Palmdale, CA 93550 - medical real estate property and management - 0 HR/MO - Real Estate Rental - nephron llc

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-30
S63 Uniform Securities Agent State Law Examination 1999-03-12
  • S65 Uniform Investment Adviser Law Examination
    1999-04-30
  • S63 Uniform Securities Agent State Law Examination
    1999-03-12
Other Names
  • Fay Dahhan
  • Fadwa Halabi
  • Fadwa H Dahhan
  • Fadwa H Aldahhan

View on SEC IAPD

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