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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-27 |
| CA | RA | APPROVED | 1999-05-11 |
Branch Locations
22900 Ventura Blvd. Suite 170, Woodland Hills, CA 91364 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Woodland Hills | CA | 09/1998 | Present |
1. 11/25/2008: Fay Dahhan - Other-travel agent - NOT INV REL - AT REPORTED BUSINESS LOCATION - travel agent with America Travel Companies - 2% TIME SPENT 2. 10/19/2011: NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - DAHHAN WEALTH MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION 3. 07/02/2012: DAHHAN WEALTH MANAGEMENT INC. - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - Dahhan Wealth Management Inc. as an S corporation president, treasurer and secretary, for accounting purposes only - 100% TIME SPENT 4. 12/22/2015: nephron llc - Real Estate Rental - NOT INV REL - START 01/01/2005 - 1643 E. Palmdale Blvd, Palmdale, CA 93550 - medical real estate property and management - 0 HR/MO - Real Estate Rental - nephron llc
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-12 |
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