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Tara Nicole Rich

Capital Group Private Client Services, Inc.

Los Angeles, CA

Atlanta, GA

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Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-30
CA RA APPROVED 2021-07-01
GA RA APPROVED 2021-07-01
IL RA APPROVED 2021-07-01
NV RA APPROVED 2021-07-01
TX RA APPROVED 2021-07-01
  • NY RA
    APPROVED
    Since 2021-07-30
  • CA RA
    APPROVED
    Since 2021-07-01
  • GA RA
    APPROVED
    Since 2021-07-01
  • IL RA
    APPROVED
    Since 2021-07-01
  • NV RA
    APPROVED
    Since 2021-07-01
  • TX RA
    APPROVED
    Since 2021-07-01

Branch Locations

333 South Hope Street, Los Angeles, CA 90071 • United States

Promenade Ii, Suite 2300 1230 Peachtree St., Ne, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Bank & Trust Company Atlanta GA 05/2018 07/2021
American University Washington DC 09/2016 12/2018
Capital Group Private Client Services, Inc. Los Angeles CA 07/2021 04/2024
Capital Group Private Client Services, Inc. Los Angeles CA 04/2024 03/2026
Capital Group/Capital Group Private Client Services, Inc. Atlanta GA 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-04
  • S65 Uniform Investment Adviser Law Examination
    2020-08-04

View on SEC IAPD

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Other Investors

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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