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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-16
NJ RA APPROVED 2013-07-08
  • TX RA
    APPROVED_RES
    Since 2013-07-16
  • NJ RA
    APPROVED
    Since 2013-07-08

Branch Locations

9000 Southside Blvd Global Human Resources- The Academy, Jacksonville, FL 32256 • United States

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 06/2013 Present
Bank Of America, N.A. Princeton NJ 07/2013 Present
Previous Registrations
Other Businesses

I*398585, Entity Type, Entity for Profit, Name of OBA: Nycis Entertainment, Address: Stockton, NJ, 08559, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 11/05/2011, No Hours: 15hrs/Mo, No Hours during trading: 0, Duties: Disc Jockey Service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-17
  • S66 Uniform Combined State Law Examination
    2008-03-17
Other Names
  • Nigel Anthony Francis

View on SEC IAPD

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