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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-05-08 |
| TX | RA | APPROVED | 2024-05-08 |
Branch Locations
3983 Nothpoint Dr Suite 2, Zanesville, OH 43701 • United States
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Zanesville | OH | 09/2020 | 05/2024 |
| 740Ycryo | Zanesville | OH | 07/2020 | 05/2024 |
| University Of Cincinnati | Cincinnati | OH | 08/2017 | 04/2020 |
| Hawaiian Tanfastic | Zanesville | OH | 04/2017 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Inc | Zanesville | OH | 05/2018 | 10/2019 |
| Tri-Valley Local Schools | Dresden | OH | 08/2010 | 05/2017 |
| Bank Of America, N.A. | Zanesville | OH | 11/2020 | 05/2024 |
| Unemployed | Zanesville | OH | 04/2020 | 07/2020 |
| Kestra Investment Services, Llc | Zanesville | OH | 05/2024 | Present |
| Kestra Private Wealth Services, Llc | Zanesville | OH | 05/2024 | Present |
Bus Name: ATTAIN WEALTH PARTNERS POSITION: Financia advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/08/2024 ADDRESS: 3983 Northpointe Dr, Zanesville OH 43701, United States DESCRIPTION: Holistic financial planning Bus Name: ZANESVILLE WELFARE ORGANIZATION AND GOODWILL INDUSTRIES, INC. POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/25/2024 ADDRESS: 3610 West Pike, Zanesville OH 43701, United States DESCRIPTION: Approve or deny developments within Goodwill for the betterment of our community and the operations of Goodwill and establish general policies. Bus Name: SMB FINANCIAL HOLDINGS, LLC POSITION: Owner/Member NATURE: Tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/02/2025 ADDRESS: 6700 Shaver Rd, Blue Rock OH 43720, United States DESCRIPTION: Manage tax purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-10 |
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