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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-08
TX RA APPROVED 2024-05-08
  • OH RA
    APPROVED
    Since 2024-05-08
  • TX RA
    APPROVED
    Since 2024-05-08

Branch Locations

3983 Nothpoint Dr Suite 2, Zanesville, OH 43701 • United States

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Zanesville OH 09/2020 05/2024
740Ycryo Zanesville OH 07/2020 05/2024
University Of Cincinnati Cincinnati OH 08/2017 04/2020
Hawaiian Tanfastic Zanesville OH 04/2017 08/2019
Merrill Lynch, Pierce, Fenner & Smith Inc Zanesville OH 05/2018 10/2019
Tri-Valley Local Schools Dresden OH 08/2010 05/2017
Bank Of America, N.A. Zanesville OH 11/2020 05/2024
Unemployed Zanesville OH 04/2020 07/2020
Kestra Investment Services, Llc Zanesville OH 05/2024 Present
Kestra Private Wealth Services, Llc Zanesville OH 05/2024 Present
  • 09/2020 → 05/2024
    Zanesville, OH
  • 07/2020 → 05/2024
    740Ycryo
    Zanesville, OH
  • 08/2017 → 04/2020
    University Of Cincinnati
    Cincinnati, OH
  • 04/2017 → 08/2019
    Hawaiian Tanfastic
    Zanesville, OH
  • 05/2018 → 10/2019
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Zanesville, OH
  • 08/2010 → 05/2017
    Tri-Valley Local Schools
    Dresden, OH
  • 11/2020 → 05/2024
    Bank Of America, N.A.
    Zanesville, OH
  • 04/2020 → 07/2020
    Unemployed
    Zanesville, OH
  • 05/2024 → Present
    Kestra Investment Services, Llc
    Zanesville, OH
  • 05/2024 → Present
    Zanesville, OH
Previous Registrations
Other Businesses

Bus Name: ATTAIN WEALTH PARTNERS POSITION: Financia advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/08/2024 ADDRESS: 3983 Northpointe Dr, Zanesville OH 43701, United States DESCRIPTION: Holistic financial planning Bus Name: ZANESVILLE WELFARE ORGANIZATION AND GOODWILL INDUSTRIES, INC. POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/25/2024 ADDRESS: 3610 West Pike, Zanesville OH 43701, United States DESCRIPTION: Approve or deny developments within Goodwill for the betterment of our community and the operations of Goodwill and establish general policies. Bus Name: SMB FINANCIAL HOLDINGS, LLC POSITION: Owner/Member NATURE: Tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/02/2025 ADDRESS: 6700 Shaver Rd, Blue Rock OH 43720, United States DESCRIPTION: Manage tax purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-10
  • S66 Uniform Combined State Law Examination
    2020-07-10
Other Names
  • Sierra Brown
  • Sierra Madison Brown

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