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Current Employers
Private Financial Counseling

1901 Avenue Of The Stars 11Th Floor, Los Angeles, CA 90067-6002 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-16
  • CA RA
    APPROVED
    Since 2025-01-16

Branch Locations

1901 Avenue Of The Stars 11Th Floor, Los Angeles, CA 90067-6002 • United States

1901 Avenue Of The Stars Suite 1100, Los Angeles, CA 90067 • United States

Ninepointtwo Capital Llc

1901 Avenue Of The Stars Ste 1100, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-05-18
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-05-18

Branch Locations

1901 Avenue Of The Stars Ste 1100, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ninepointtwo Capital Llc Los Angeles CA 05/2018 Present
Ares Management Los Angeles CA 06/2015 05/2018
Private Financial Counseling Los Angeles CA 01/2025 Present
Other Businesses

NinePointTwo Capital, LLC. 1901 Avenue of the Stars, Suite 1100 Los Angeles, CA 90067; SEC registered investment adviser; Founder, Principal, CCO; Start date 10/14/2020. The approximate number of hours per month you devote to the other business 30. The number of hours you devote to the other business during securities trading hours: 30.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-25
  • S65 Uniform Investment Adviser Law Examination
    2018-05-25

View on SEC IAPD

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