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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED_RES | 2026-01-02 |
| VT | RA | APPROVED | 2026-01-02 |
| SC | RA | APPROVED | 2024-06-21 |
| NC | RA | APPROVED | 2021-07-24 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Rock Hill, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Williams & Fudge, Inc. | Rock Hill | SC | 08/2011 | 08/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 09/2018 | Present |
| Tiaa | Charlotte | NC | 09/2018 | Present |
| Consolidated Securities | Rock Hill | SC | 05/2018 | 08/2018 |
E-BAY POSITION: Acquirer and Seller NATURE: I have cards from my childhood I sell on E-Bay, but also when the wife and I go to antique malls I will sometimes buy cards, grade them and resell them on my E-Bay. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2025 ADDRESS: Home Address, Rock Hill SC 29732, United States DESCRIPTION: Reseller on E-Bay
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-25 |
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