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1090 Longfellow Dr., Beaumont, TX 77706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-10-27 |
| TX | RA | APPROVED | 2022-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retirement National | Nederland | TX | 04/2017 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 05/2018 | Present |
| Motiva Enterprises | Port Arthur | TX | 05/2013 | 04/2017 |
| Ek Morgan Enterprises Llc | Beaumont | TX | 08/2015 | Present |
| Retirement Financial Group, Llc | Beaumont | TX | 10/2022 | Present |
| Retirement Financial Group, Llc | Beaumont | TX | 07/2022 | Present |
1.) RETIREMENT NATIONAL; YES INVESTMENT RELATED; 1485 SOUTH HIGHWAY 69, NEDERLAND, TX, 77706; INSURANCE SALES; ASSOCIATE ADVISOR; START DATE 04/2017; 160 HRS/MONTH; 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) EK MORGAN ENTERPRISES LLC; NOT INVESTMENT RELATED; 2080 HIGGINS CIRCLE, BEAUMONT, TEXAS, 77706; DIRECT SALES BUSINESS - SKIN CARE; CO-OWNER WITH SPOUSE; START DATE 08/2015; 5-10 HOURS/MONTH; 0 HOURS/MONTH DURING TRADING; MANAGE AND REPORT EXPENSES FOR ACCOUNTING, MEET WITH CPA AND REVIEW KEY METRICS. 3.) AE WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; TOPEKA, KS; RIA; IAR; START DATE 12/2016;APPROXIMATELY 80 HOURS/MONTH WITH ALL HOURS DURING SECURITIES TRADING HOURS 4.) RETIREMENT FINANCIAL GROUP, LLC; INVESTMENT RELATED;BEAUMONT, TX; RIA; MANAGING MEMBER/IAR; START DATE 07/2022; APPROXIMATELY 80 HOURS/MONTH WITH ALL HOURS DURING SECURITIES TRADING HOUR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-02 |
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