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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-27 |
Branch Locations
150 W University Dr, Floor 04, Tempe , AZ 85281 • United States
370 S Cleveland Ave, Westerville, OH 43081 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emelia's Mediterranean Kitchen | Fayetteville | AR | 10/2017 | 05/2018 |
| Ella's Table | Fayetteville | AR | 10/2017 | 03/2018 |
| Houlihan's | Rogers | AR | 04/2017 | 11/2017 |
| Catfishs Hole #3 | Fayetteville | AR | 07/2016 | 04/2017 |
| Fidelity Brokerage Services Llc | Westlake | TX | 10/2018 | 11/2021 |
| Fidelity Personal And Workplace Advisors | Westlake | TX | 09/2020 | 11/2021 |
| Axa Advisors Llc | Fort Worth | TX | 07/2018 | 10/2018 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 12/2021 | Present |
| J.P. Morgan Securities Llc | Plano | TX | 12/2021 | Present |
| Unemployed | Fort Worth | TX | 06/2018 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-31 |
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