Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-14 |
| SC | RA | APPROVED | 2023-07-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Charlotte | NC | 06/2022 | 03/2023 |
| New York Life | Greenville | SC | 09/2020 | 05/2021 |
| Charter Spectrum | Greer | SC | 11/2018 | 09/2020 |
| The Home Depot | Greenville | SC | 05/2018 | 11/2018 |
| Unemployed | Greenville | SC | 01/2018 | 05/2018 |
| Frontier Communications | Simpsonville | SC | 10/2013 | 01/2018 |
| The Prudential Insurance Company Of America | Charlotte | NC | 06/2022 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenville | SC | 05/2023 | Present |
| Unemployed | Greenville | SC | 04/2023 | 05/2023 |
| Sportsclub Of Greenville | Greenville | SC | 08/2021 | 08/2022 |
| Unemployed | Greenville | SC | 05/2021 | 08/2021 |
| Bank Of America, N.A. | Greenville | SC | 08/2023 | Present |
Name of the other business - Rental Property 1 Whether the business is investment-related- No Address of the other business- South Carolina, US Nature of the other business - Rental apartment Your position - Owner Title, or relationship with the other business - Owner Start date of your relationship- Owner since 07/2017 Approximate number of hours/month you devote to the other business -4 hours Number of hours you devote to the other business during securities trading hours -None Briefly describe your duties relating to the other business -ownership duties of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-31 |
Reach out to this advisor