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Rafael J Arias

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-09-21
  • TX RA
    APPROVED_RES
    Since 2005-09-21

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 New York NY 02/2005 Present
  • 02/2005 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-08-20
  • S63 Uniform Securities Agent State Law Examination
    2005-08-20
Other Names
  • Rafael Arias

View on SEC IAPD

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