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Jerome Knochelmann

Kwma

Florence, KY

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Current Employers
Kwma

Florence, KY • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-11-15
  • KY RA
    APPROVED
    Since 2022-11-15

Branch Locations

Florence, KY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 06/2014 04/2018
Fidelity Brokerage Services Llc Covington KY 04/2018 05/2021
Knochelmann Wealth Management & Advisor (Kwma) Llc Florence KY 04/2022 Present
Day Trader (Personal) Florence KY 06/2021 03/2022
  • 06/2014 → 04/2018
    Fidelity Investments
    Covington, KY
  • 04/2018 → 05/2021
    Fidelity Brokerage Services Llc
    Covington, KY
  • 04/2022 → Present
    Knochelmann Wealth Management & Advisor (Kwma) Llc
    Florence, KY
  • 06/2021 → 03/2022
    Day Trader (Personal)
    Florence, KY
Other Businesses

Org Name: Atriox Capital LLC / Org Addr: Florence, KY, US / Nature of Bus: NOT OPERATING AT THIS TIME / Invst Rel: N / Title: Owner & Registered Agent / Duties: NONE at THIS TIME DUE TO COMPANY NOT OPERATING / Start Dt: 03/2022 / Total Hrs p/m: 0 / Sec Trdng Hrs p/m: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-19
S63 Uniform Securities Agent State Law Examination 2018-08-17
  • S65 Uniform Investment Adviser Law Examination
    2022-01-19
  • S63 Uniform Securities Agent State Law Examination
    2018-08-17
Other Names
  • Jerome Knochelmann
  • Jerome Knochelmann

View on SEC IAPD

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