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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-14
TX RA APPROVED_RES 2025-08-14
VT RA APPROVED 2025-08-14
NC RA APPROVED 2024-03-27
  • AL RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED_RES
    Since 2025-08-14
  • VT RA
    APPROVED
    Since 2025-08-14
  • NC RA
    APPROVED
    Since 2024-03-27

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coca Cola Bottling Company Consolidated Charlotte NC 09/2008 06/2018
Unemployed Charlotte NC 05/2018 10/2018
Equitable Advisors, Llc New York NY 05/2018 02/2024
Equitable Charlotte NC 01/2024 02/2024
Tiaa Charlotte NC 03/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 03/2024 Present
Previous Registrations
  • 2022-04-07 → 2024-03-05
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Other Businesses

1. Name: Amazon Position: FC Associate Nature: I help process and fulfill customer orders to get them ready for delivery. Investment Related: No Hours: 36 Securities Trading Hours: 0 Start Date: 06/16/2022 Address: 10622 Bryton Corporate Center Dr, Huntersville NC 28078, United States Description: Process orders 2. Name: 721 Broad St. Position: Owner Nature: Residential Rental Property Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 03/03/2024 Address: 721 Broad St., Kannapolis NC 28081, United States Description: Landlord (3) COLLEGE BOARD POSITION: Security NATURE: I will be acting as security for a SAT testing site. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2026 ADDRESS: 225 Liberty Street, New York NY 10281, United States DESCRIPTION: Being observant of site and making sure everyone is safe and making sure only students that are testing are in the testing area.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-06
S63 Uniform Securities Agent State Law Examination 2018-10-15
  • S66 Uniform Combined State Law Examination
    2022-04-06
  • S63 Uniform Securities Agent State Law Examination
    2018-10-15
Other Names
  • Alex Davidson
  • Alex Dupree Davidson

View on SEC IAPD

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