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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED_RES | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| NC | RA | APPROVED | 2024-03-27 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coca Cola Bottling Company Consolidated | Charlotte | NC | 09/2008 | 06/2018 |
| Unemployed | Charlotte | NC | 05/2018 | 10/2018 |
| Equitable Advisors, Llc | New York | NY | 05/2018 | 02/2024 |
| Equitable | Charlotte | NC | 01/2024 | 02/2024 |
| Tiaa | Charlotte | NC | 03/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2024 | Present |
1. Name: Amazon Position: FC Associate Nature: I help process and fulfill customer orders to get them ready for delivery. Investment Related: No Hours: 36 Securities Trading Hours: 0 Start Date: 06/16/2022 Address: 10622 Bryton Corporate Center Dr, Huntersville NC 28078, United States Description: Process orders 2. Name: 721 Broad St. Position: Owner Nature: Residential Rental Property Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 03/03/2024 Address: 721 Broad St., Kannapolis NC 28081, United States Description: Landlord (3) COLLEGE BOARD POSITION: Security NATURE: I will be acting as security for a SAT testing site. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2026 ADDRESS: 225 Liberty Street, New York NY 10281, United States DESCRIPTION: Being observant of site and making sure everyone is safe and making sure only students that are testing are in the testing area.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-15 |
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