Nicholas Alexander Roddy

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 06/2021
  Pavement Maintenance Company
  Tiffin, OH
• 07/2018 → 02/2022
  Northwestern Mutual Investment Services Llc
  Findlay, OH
• 07/2018 → 02/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 02/2023 → Present
  Transamerica Financial Advisors, Inc
  Columbus, OH
• 02/2022 → 10/2022
  Unemployed
  Tiffin, OH
• 05/2013 → 06/2018
  Brenamen Insurance And Fin Svcs
  Fostoria, OH
• 02/2020 → 02/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 10/2022 → Present
  Transamerica Agency Network
  Baltimore, MD
• 10/2022 → Present
  Ufs
  Baltimore, MD

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc TRANSAMERICA AGENCY NETWORK/Investment Related - Yes/100 Light Street, Floor B1, Baltimore, MD 21202, phone 410-685-2900/life insurance sales/Agent/10.2022/160/160/life insurance sales UFS/Investment Related - Yes/100 Light Street, Floor B1, Baltimore, MD 21202, phone 410-685-2900/annuity sales/Agent/10.2022/160/160/annuity sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-10-29
• S63 Uniform Securities Agent State Law Examination
  2018-09-13

Other Names

• Nick Roddy
• Nicholas Roddy