James Tyrone Elias

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 03/2026
  Edward Jones
  St Louis, MO
• 02/2016 → 09/2017
  Consolidated Llc
  Wilmington, DE
• 03/2026 → Present
  Lpl Financial
  Middletown, DE

Previous Registrations

• 2018-02-07 → 2026-03-30
  Edward Jones
  Dover, DE
  Smyrna, DE
  St Louis, MO
  Smyrna, DE

Other Businesses

1. 03/2026 - Triple Crown Wealth, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/27/2026 2. 03/2026 - Triple Crown Wealth, LLC - Non-Variable Insurance - Inv Related - 5 Hour(s)/Month - 5 Hour(s) During Trading - Middletown, DE, 19709 - OBA Start Date: 04/16/2018

Exams

• S66 Uniform Combined State Law Examination
  2018-02-02
• S63 Uniform Securities Agent State Law Examination
  2005-04-01