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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-22 |
| TX | RA | APPROVED | 2026-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Phoenix | AZ | 04/2018 | 04/2019 |
| Principal Securities Inc. | Phoenix | AZ | 04/2018 | 04/2019 |
| The Park | Phoenix | AZ | 03/2018 | 05/2018 |
| Aip Inc. | Phoenix | AZ | 10/2017 | 12/2017 |
| Daily Dose | Scottsdale | AZ | 03/2017 | 10/2017 |
| Blancos Tacos And Tequila | Phoenix | AZ | 01/2016 | 02/2017 |
| Unemployed | Phoenix | AZ | 01/2018 | 02/2018 |
| Waddell & Reed, Inc. | Phoenix | AZ | 05/2019 | 05/2020 |
| Various Insurance Carriers For W&R Insurance Agencies | Phoenix | AZ | 05/2019 | 05/2020 |
| Loy Hibbs Iv | Phoenix | AZ | 05/2019 | 07/2020 |
| Qwick | Phoenix | AZ | 04/2019 | 05/2019 |
| Ameriprise Financial Services, Llc | Phoenix | AZ | 07/2020 | 07/2023 |
| Ameriprise Financial Services, Llc | Seattle | WA | 07/2023 | 01/2026 |
| Lpl Financial Llc | Phoenix | AZ | 01/2026 | Present |
1. 01/2026 - Sound Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 1/15/2026 2. 01/2026 - Sound Wealth - Non-Variable Insurance - Inv Related - 40 Hour(s)/Month - 40 Hour(s) During Trading - Phoenix, AZ, 85007 - OBA Start Date: 1/15/2026 3. 01/2026 - Brittinie Saylor - Notary - Inv Related - 02 Hour(s)/Month - 02 Hour(s) During Trading - Phoenix, AZ, 85007 - OBA Start Date: 1/15/2026 4. 01/2026 - Urban Path LLC - Real Estate Rental - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Phoenix, AZ, 85004 - OBA Start Date: 1/15/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-26 |
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