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Nicholas Joseph Falcone

Janney Montgomery Scott LLC

Philadelphia, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-25
PA RA APPROVED 2023-07-25
  • NJ RA
    APPROVED
    Since 2023-07-25
  • PA RA
    APPROVED
    Since 2023-07-25

Branch Locations

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Medford Care Center Medford NJ 06/2018 08/2018
Woloshin Investment Management Medford NJ 05/2019 08/2019
Withum Princeton NJ 02/2021 05/2021
Janney Montgomery Scott Philadelphia PA 09/2021 05/2022
Unemployed Medford NJ 09/2018 04/2019
Doordash King Of Prussia PA 09/2019 01/2021
Unemployed Medford NJ 01/2008 05/2018
Unemployed Medford NJ 06/2021 08/2021
Janney Montgomery Scott Llc Philadelphia PA 05/2022 03/2025
Janney Montgomery Scott Llc Philadelphia PA 03/2025 Present
  • 06/2018 → 08/2018
    Medford Care Center
    Medford, NJ
  • 05/2019 → 08/2019
    Woloshin Investment Management
    Medford, NJ
  • 02/2021 → 05/2021
    Withum
    Princeton, NJ
  • 09/2021 → 05/2022
    Janney Montgomery Scott
    Philadelphia, PA
  • 09/2018 → 04/2019
    Unemployed
    Medford, NJ
  • 09/2019 → 01/2021
    Doordash
    King Of Prussia, PA
  • 01/2008 → 05/2018
    Unemployed
    Medford, NJ
  • 06/2021 → 08/2021
    Unemployed
    Medford, NJ
  • 05/2022 → 03/2025
    Janney Montgomery Scott Llc
    Philadelphia, PA
  • 03/2025 → Present
    Janney Montgomery Scott Llc
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
  • S66 Uniform Combined State Law Examination
    2023-07-24
Other Names
  • Nick J Falcone
  • Nicholas J Falcone
  • Nick Falcone

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
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