Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-06-15 |
Branch Locations
35 Village Rd Ste 500, Middleton, MA 01949 • United States
Essex, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Wakefield | MA | 08/2021 | 01/2023 |
| The Farm Bar And Grille | Essex | MA | 06/2016 | 05/2023 |
| Woodman's Of Essex | Essex | MA | 08/2012 | 08/2018 |
| Massachusetts School Building Authority | Boston | MA | 06/2019 | 08/2019 |
| North Shore Community College | Danvers | MA | 09/2018 | 05/2019 |
| Mile Marker One Restaurant | Gloucester | MA | 07/2020 | 11/2020 |
| Margaritas | Waltham | MA | 10/2019 | 04/2020 |
| Drift | Gloucester | MA | 05/2021 | 07/2021 |
| The Prudential Insurance Company Of America | Wakefield | MA | 07/2022 | 01/2023 |
| Erock Tax + Financial Planning | Newburyport | MA | 02/2023 | 04/2023 |
| Ameriprise Financial Services, Llc | Middleton | MA | 05/2023 | Present |
Outside Employment; The Farm Bar and Grille; Bartender, serving customers food and beverage; Bartending at restaurant; 233 Western Ave, , Essex, MA, 01929; Not Investment-Related; 06/28/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-04 |
Reach out to this advisor