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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-12-16 |
| NY | RA | APPROVED | 2024-05-24 |
| TX | RA | APPROVED | 2024-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hempstead | NY | 11/2021 | 05/2024 |
| Vstock Transfer | Woodmere | NY | 08/2021 | 10/2021 |
| Penfield Library | Oswego | NY | 08/2017 | 05/2021 |
| Sears/Transform Holdco Llc | Valley Stream | NY | 06/2017 | 08/2017 |
| Unemployed | Queens | NY | 05/2014 | 05/2017 |
| Target Corporation | Liverpool | NY | 07/2020 | 08/2020 |
| Foot Locker | Garden City | NY | 06/2018 | 08/2018 |
| Bank Of America, N.A. | Hempstead | NY | 11/2021 | 05/2024 |
| J.P. Morgan Securities Llc | Carle Place | NY | 05/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Carle Place | NY | 05/2024 | Present |
| Unemployed | Queens | NY | 06/2021 | 07/2021 |
| Suny Oswego Campus Life | Oswego | NY | 04/2019 | 05/2021 |
| Inn At Great Neck | Great Neck | NY | 12/2018 | 05/2020 |
| Footlocker | Garden City | NY | 12/2018 | 01/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-16 |
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