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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-04-03 |
| TX | RA | APPROVED | 2023-03-30 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta, | GA | 09/2021 | Present |
| Tannery Row Ale House | Buford | GA | 06/2015 | 08/2017 |
| Kennesaw State University - College | Kennesaw | GA | 08/2017 | 12/2020 |
| Village Park Senior Living | Atlanta | GA | 01/2019 | 08/2019 |
| Unemployed | Atlanta | GA | 12/2020 | 09/2021 |
| Gwinnett Technical College | Lawrenceville | GA | 01/2016 | 04/2017 |
| Kennesaw State University | Kennesaw | GA | 08/2017 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-10 |
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