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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-30
FL RA APPROVED 2022-08-16
  • TX RA
    APPROVED
    Since 2022-08-30
  • FL RA
    APPROVED
    Since 2022-08-16

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

1 Cowboys Way Ci Business Controls, Frisco, TX 75034 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 09/2021 Present
Duval County Public Schools Jacksonville FL 08/2012 08/2021
Unemployed Jacksonville FL 08/2021 09/2021
Other Businesses

I*4200265 Entity Type: Fiduciary role Name of OBA: K. A. L. Address: Jacksonville, Florida, 32257 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/30/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4200266 Entity Type: Fiduciary role Name of OBA: W. and E. Lyon Address: Jacksonville, Florida, 32217 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/30/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Grandparents I*4200268 Entity Type: Fiduciary role Name of OBA: W. and E. Lyon Address: Jacksonville, Florida, 32217 Investment Related: No Position, Title, Association: Executor Employee Start Date: 03/30/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor/Grandparents I*5117274, Entity Type: , Name of OBA: K A L Estate, Address: Jacksonville, Florida, 32217, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 07/24/2026, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-12
  • S66 Uniform Combined State Law Examination
    2022-08-12

View on SEC IAPD

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