Sean P O'BRien

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2021 → 07/2026
  Morgan Stanley
  New York, NY
• 04/2021 → 10/2021
  Verisk Analytics
  Jersey City, NJ
• 08/2020 → 04/2021
  Epic Systems
  Verona, WI
• 06/2019 → 05/2020
  University Of Notre Dame
  Notre Dame, IN
• 08/2017 → 05/2019
  University Of Notre Dame
  Notre Dame, IN
• 08/2014 → 05/2017
  King's College
  Wilkes Barre, PA
• 07/2026 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2022-11-18 → 2026-07-27
  Morgan Stanley
  New York, NY
  Purchase, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-11-18

Other Names

• Sean P Obrien
• Sean P O'BRien
• Sean O'BRien